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MANAGEMENT'S
ANALYSIS OF RESULTS OF OPERATIONS
The
table below presents the changes in comparative financial
data from 1999 to 2001. Comments on significant year-to-year
fluctuations follow the table.

ACQUISITIONS
On
October 25, 2001, the Company acquired select properties
and operations of Mosler, Inc. (Mosler) in the United States
and Canada, including the physical and electronic security
assets, currency processing equipment, certain service and
support activities, and related properties. The acquisition
was completed for approximately $33,382 including legal
and professional fees. Goodwill acquired in the transaction
amounted to $14,151, which will not be amortized. However,
it will be analyzed periodically for impairment due to the
adoption of Statement of Financial Accounting Standards
(SFAS) No. 142. The results of the acquisition, which were
included in the 2001 year-end Consolidated Financial Statements,
were not material.
On
April 17, 2000, the Company announced the completion of
its acquisition of the financial self-service assets and
related development activities of European-based Groupe
Bull and Getronics NV. The businesses acquired include ATMs,
cash dispensers, other self-service terminals and related
services primarily for the global banking industry. The
acquisition was completed for approximately $147,600. Goodwill
that was acquired in the transaction amounted to $141,641
and was being amortized over a 20-year life. It will no
longer be amortized effective January 1, 2002 due to the
adoption of SFAS No. 142. The reported revenue from the
acquisition was $148,785 for the period of April 17, 2000
through December 31, 2000.
In
1999, the Company made several strategic acquisitions to
enhance its globalization strategy. On October 21, 1999,
the Company acquired Procomp Amazonia Industria Eletronica,
S.A. (Procomp), a Brazilian manufacturer and marketer of
innovative technical solutions, including ATMs, personal
computers, servers, software, professional services and
retail and banking automation equipment. The acquisition
was purchased with a combination of cash and stock for $222,310.
The value of the shares issued was $41,953. Prior to the
acquisition, Procomp was a major distributor for the Company
in Latin America. Goodwill acquired in the transaction amounted
to $135,219, which was being amortized over 17 years. Again,
due to the adoption of SFAS No. 142, amortization will no
longer be recognized effective January 1, 2002. Procomp
reported revenue of $309,167 and $41,615 for the year ended
December 31, 2000 and the period of October 22, 1999 through
December 31, 1999, respectively.
All
of the acquisitions mentioned above have been accounted
for as purchase business combinations. This means the purchase
prices have been allocated to assets acquired and liabilities
assumed and they are based upon their respective fair values
and the excesses have been allocated to goodwill.
REALIGNMENT,
SPECIAL AND OTHER CHARGES
During
2001, the Company recognized a pretax charge of $109,893
($73,628 after tax or $1.03 per diluted shares) for expenses
related to a corporate-wide realignment program as well
as other charges. Components of the charge were as follows:
a special charge of $31,403 for the valuation of inventory
resulting from a product rationalization process and rebalancing
of the Company's global manufacturing strategy; realignment
charges of $42,269 resulting from staffing reductions, the
closing of various facilities, the exit of certain product
lines, including the sale of MedSelect and actions taken
to further integrate the Company's European operations;
$29,861 in losses incurred in the write-off of the InnoVentry
equity investment and related receivables; and $6,360 in
other charges, which are included in selling and administrative
expense.
The
following are explanations of the realignment, special and
other charges above:
The
staffing reductions resulted in 856 involuntary employee
terminations and a voluntary early retirement program involving
153 participants. Severance and other employee costs charged
to expense in connection with the program amounted to $13,987
with an additional $7,546 of expense being recognized for
the enhanced early retirement benefits. As of December 31,
2001, 837 positions had been eliminated with the majority
of the remaining staff reductions to take place in the first
quarter of 2002.
The
loss incurred in connection with the closing of facilities
amounted to $5,346, while the costs associated with the
exit of certain product lines including the sale of MedSelect
amounted to $10,354. MedSelect, a wholly owned subsidiary,
was a supplier of inventory control solutions to the medical
industry. The assets of the subsidiary were sold in July
2001 and ancillary product lines were sold in September
2001 to Medecorx, Inc.
Losses
incurred due to the write-off of the InnoVentry equity investment
amounted to $20,000, which is reflected in investment expense.
InnoVentry engaged in the development and deployment of
self-service check cashing technology. Due to a depletion
of its capital resources, InnoVentry ceased operations in
the third quarter of 2001. This prompted the Company to
write off its equity investment as well as certain receivables
amounting to $9,861 which were included in selling and administrative
expense. The remainder of the other charges, totaling $6,360,
were principally related to costs associated with bad debt
write-offs, loss contingencies and other miscellaneous charges
and were included in selling and administrative expenses.
Approximately
$82,695 of the $109,893 realignment, special and other charges
were of a noncash nature. As of
December 31, 2001, $5,450 of accrued expenses remain outstanding
with the majority of those expenses expected to
be paid in the first quarter of 2002.
In
December 1999, the 1998 realignment plan concluded and the
remaining accrual of $3,261, which primarily represented
employee costs that were not utilized, was brought back
through income.
NET
SALES
Total
Revenue by Product/Service Solution

Net
sales for 2001 totaled $1,760,297 and were $16,689 higher
than net sales for the prior year. Included in the prior
year's net sales, however, was $117,665 in nonrecurring
revenue from a Brazilian voting machine order and the MedSelect
business (sold in July 2001). After excluding these nonrecurring
items from the prior year, net sales for the current year
excluding MedSelect would have been higher by $132,397 or
8.1 percent versus the prior year. The increase in net sales
resulted from higher financial self-service products sold
to international customers, primarily in the Europe, Middle
East and Africa (EMEA) segment.
Total
product revenue was $924,623, and was $45,276 lower than
product revenue for the prior year. Excluding the non-recurring
Brazilian voting machine order and MedSelect revenues from
the prior year, total product revenue in the current year
would have increased by $72,389 or 8.5 percent compared
to the prior year. Total service revenue in the current
year increased by $61,965 or 8.0 percent versus the prior
year. This increase was attributable evenly between strong
growth domestically and internationally. The growth internationally
was principally in the EMEA market.
Gross
profit in the current year was $524,065 and was $40,074
less than the prior year. After excluding the net impact
of $31,403 in special charges, total gross profit was lower
by $8,671 or 1.5 percent versus the prior year. Current
year product gross margin was 36.2 percent compared to 37.2
percent in the prior year. This decrease in gross margin
was due to a product mix change and a strong U.S. dollar.
Service gross margin in the current year was 26.5 percent
and remained flat versus the prior year due to a very competitive
global service market.
Total
financial self-service revenue in 2001 grew by $115,045
and $465,049 or 8.8 percent and 48.5 percent, respectively,
when compared to 2000 and 1999. This growth was a result
of the Company's global acquisition strategy, which was
executed in 2000 and 1999.
Revenue
Summary by Geographic Segment

Revenue
for the Americas in 2001 decreased by $69,516 or 4.9 percent
compared to 2000 but grew by $225,315 or 20.3 percent when
compared to 1999. The majority of the decrease versus 2000
pertains to the nonrecurring voting machine revenue of $106,535
that occurred in 2000 in Brazil. After excluding the nonrecurring
voting machine revenue from 2000 revenue for the Americas,
revenue would have increased by $37,019 or 2.8 percent in
2001. In 2001, revenue for Asia-Pacific increased by $14,016
and $42,659 or 14.5 percent and 62.7 percent as compared
to 2000 and 1999, respectively. Revenue for Europe, Middle
East and Africa increased by $72,189 and $233,146 or 30.1
percent and 296.0 percent as compared to 2000 and 1999,
respectively. The majority of the increase was due to increased
global market share, which was attained in part through
the strategic global acquisitions made during 2000 and 1999.
OPERATING
SEGMENT REVENUE AND OPERATING PROFIT

Diebold
North America (DNA) revenue in 2001 increased $7,752 and
$52,878 or 0.8 percent and 5.5 percent over 2000 and 1999,
respectively. The increase in service revenue was due primarily
to increased market share in a generally weakened U.S. market.
Revenue from annual service contracts remained strong domestically.
Diebold International (DI) revenue in 2001 increased by
$10,791 and $447,353 or 1.5 percent and 152.5 percent over
2000 and 1999, respectively. After excluding the nonrecurring
Brazilian voting machine revenue of $106,535 recognized
in 2000, DI revenue would have increased $117,326 or 18.8
percent over 2000. The increase was primarily due to increased
market share gained through global acquisitions that occurred
during 2000 and 1999.
Total
operating profits in 2001 decreased by $90,046 and $47,214
or 39.3 percent and 25.4 percent over 2000 and 1999, respectively.
After excluding realignment, MedSelect and other charges
of $89,893 (the majority of the other charges are reflected
in the "Other" segment above), operating profit
remained flat when compared to 2000 and increased by $42,679
or 22.9 percent versus 1999. The improvement in operating
margins versus 1999 was primarily due to cost structure
improvements and efficiencies gained by shifting manufacturing
facilities overseas.
Operating
Expenses Operating expenses in 2001 expressed as a percentage
of sales increased by 2.7 percentage points over 2000 and
remained relatively flat over 1999 expenses. Excluding the
effect of realignment, MedSelect and other charges of $58,490,
operating expenses as a percentage of revenue would have
decreased by 0.6 percent and 2.9 percent as compared to
2000 and 1999, respectively. The net decrease in operating
expense in the current year was the result of savings realized
from the realignment plan and other cost reduction initiatives
implemented during 2001.
Other
Income, Net and Minority Interest Investment income
in 2001 declined by $25,941 and $30,660 or 142.2 percent
and 133.5 percent over 2000 and 1999, respectively. The
decrease was primarily the result of the write-off of the
Company's investment in InnoVentry in the amount of $20,000
in addition to lower interest rates in 2001.
Interest
expense is largely related to interest on borrowings incurred
as a result of the acquisitions that were made in 2000 and
1999. Interest expense in 2001 decreased by $5,013 or 28.4
percent over 2000 and increased by $9,057 or 250.8 percent
over 1999. The decrease versus 2000 was due to lower rates
and the Company paying down net borrowings by $30,186 from
a combination of liquidating some investments and free cash
flow generated by the operation. Current year miscellaneous
expense, net, decreased from 2000 by $8,313 or 37.6 percent
and increased by $10,840 or 365.5 percent over 1999. The
decrease versus 2000 was primarily the result of a decrease
in foreign exchange losses. The increase over 1999 was primarily
the result of additional goodwill amortization expense recognized
in 2001 pertaining to the acquisitions that occurred during
late 1999 and 2000.
Minority
interest in 2001 increased by $1,857 and $3,728 or 61.1
percent and 318.9 percent versus 2000 and 1999, respectively.
The increases were due to improved results of joint venture
operations and an additional joint venture added in 2000
related to the acquisitions occurring during that time.
Minority interests for all companies were calculated as
a percentage of profits of the joint ventures based on formulas
defined in the relevant agreements establishing each venture.
Net
Income Net income in the current year was $66,893, which
was lower than 2000 by $70,026 or 51.1 percent and 1999
by $61,963 or 48.1 percent. After excluding after-tax charges
of $13,400 related to the Company's investment in InnoVentry
and expenses of $60,228 related to realignment, other charges,
and the operating loss from MedSelect, net income increased
by $3,602 and $11,665 or 2.6 percent and 9.1 percent versus
2000 and 1999, respectively.
The
effective tax rate was 33.0 percent in 2001 and 2000 as
compared with 36.0 percent in 1999. The lower tax rate in
2001 and 2000 was a result of tax efficiencies gained through
international operations and tax-exempt income. The details
of the reconciliation between the U.S. statutory rate and
Company's effective tax rate are included in Note 14 of
the 2001 Consolidated Financial Statements.
MANAGEMENT'S
ANALYSIS OF FINANCIAL CONDITION
Total
assets were $1,651,913, representing an increase of $66,486
or 4.2 percent over 2000. Trade receivables less allowances
increased by $23,630 or 6.5 percent due to increased international
sales and the acquisition of the Mosler receivables. The
decrease in the trade receivable allowance by $5,039, from
$12,093 in 2000 to $7,054 in 2001, was mainly attributable
to the reallocation of purchase accounting reserves to other
current liabilities. Inventories increased by $30,356 or
14.8 percent, which was driven by higher inventory levels
temporarily created with the shift of manufacturing processes
overseas in order to meet international demand more efficiently
and the acquisition of the Mosler inventory. Inventory turnover
has decreased to 5.9 turns at December 31, 2001 from 6.3
turns at December 31, 2000.
Short-term
investments and long-term securities and other investments
decreased by $67,221 or 36.4 percent over 2000. The decrease
was due to the liquidation of certain securities in order
to pay down the Company's debt in addition to the write-off
of the Company's investment in InnoVentry. The Company anticipates
being able to meet both short- and long-term operational
funding requirements through the use of cash generated from
operations. However, certain securities may have to be liquidated
in the future for strategic acquisitions. The Company's
securities can be readily converted into cash and cash equivalents
if needed.
Prepaid
expenses and other current assets increased by $85,905
or 201.1 percent over 2000. The increase was primarily
due to an increase in cash inventory maintained in
owner-operated retail ATMs of $23,328, value-added
tax recoverable of $34,498 and prepaid pension assets
of $9,718.
Total
property, plant and equipment, net of accumulated depreciation,
was $190,198 as of December 31, 2001. Capital expenditures
were $68,656 in 2001, compared with $42,694 in 2000. The
increase in 2001 capital spending versus 2000 was primarily
due to expenditures required to set up sales, service and
manufacturing operations internationally.
Net
short-term and long-term finance receivables decreased by
$77,481 or 59.8 percent over 2000. The decrease was primarily
the result of the securitization of certain finance lease
receivables that occurred during the first quarter of 2001.
Goodwill
decreased by $20,416 or 6.9 percent over 2000 primarily
due to unfavorable foreign currency impact, most notably
in Brazil with the devaluation of the real.
Other
assets increased by $48,266 or 55.9 percent over 2000 due
in part to the retained interest in the securitized lease
receivables mentioned above and $9,476 in costs incurred
to secure service agreements.
Total
current liabilities at December 31, 2001 were $658,018,
representing an increase of $91,226 or 16.1 percent over
the prior year. Accounts payable increased by $32,366 or
29.1 percent due in part to the increase in inventory. Deferred
income increased by $21,769 or 36.7 percent due to an increase
in deferred revenue resulting from an increase in the customer
service base.
At
December 31, 2001, the Company had outstanding bank
credit lines approximating $118,000, €118,600
(translation $105,109) and 12,900 Australian dollars
(translation $6,594), with an additional $131,094
available under these agreements. Also, the Company
has an outstanding revolving facility with a bank
in place to fund the cash maintained in the Company's
owner-operated retail ATMs in the amount of $23,328,
which is included in other current liabilities.
The
Company has outstanding $20,800 of Industrial Development
Revenue Bonds. The proceeds of the bonds issued in 1997
were used to finance the construction of three manufacturing
facilities located in the United States.
The
Company's financial position provides it with sufficient
resources to meet projected future capital expenditures,
dividend and working capital requirements. However, if the
need arises, the Company's strong financial position should
ensure the availability of adequate additional financial
resources.
Minority
interests of $9,382 represented the minority interest in
Diebold Financial Equipment Company, Ltd (China), owned
by the Aviation Industries of China and the Industrial and
Commercial Bank of China, Shanghai Pudong Branch; in Diebold
OLTP Systems, C.A (Venezuela), owned by five individual
investors; in Diebold Colombia, owned by Richardson and
Company Ltd; and in Diebold Services, S.A. (France), owned
by Serse S.A. and Solymatic S.A.
Shareholders'
equity decreased $32,956 or 3.5 percent to $903,110 at December
31, 2001 primarily due to the increase in accumulated other
comprehensive loss primarily driven by the devaluation of
the Brazilian real. Shareholders' equity per share was $12.66
at the end of 2001, compared with $13.08 in 2000. The Common
Shares of the Company are listed on the New York Stock Exchange
with a symbol of DBD. There were approximately 4,024 registered
shareholders of record as of December 31, 2001.
The
Board of Directors declared a first-quarter 2002 cash dividend
of $0.165 per share on all common shares payable Friday,
March 8, to shareholders of record at the close of business
on Friday, February 15. The cash dividend, which represents
$0.66 per share on an annual basis, is an increase of 3.1
percent over the cash dividend paid in 2001, representing
the 49th consecutive year that the Company has increased
its cash dividend. Comparative quarterly cash dividends
paid in 2001, 2000 and 1999 were $0.16, $0.155 and $0.15
per share, respectively.
MANAGEMENT'S
ANALYSIS OF CASH FLOWS
During
2001, the Company generated $154,356 in cash from operating
activities, compared with $146,195 in 2000 and $188,585
in 1999. In addition to net income of $66,893 adjusted for
depreciation, amortization and minority interest of $87,210,
net cash provided by operating activities in 2001 was positively
impacted by the noncash write-off of the Company's investment
in InnoVentry, the increase in accounts payable, and the
increase in certain other assets and liabilities. The major
components of the $113,888 increase in other assets and
liabilities were as follows: a $26,990 increase in estimated
income taxes resulting primarily from timing differences
pertaining to realignment, special and other charges; a
$21,769 increase in deferred income due to increased market
share from the service business; a $23,328 increase in cash
inventory maintained in owner-operated retail ATMs; and
a $14,152 increase in VAT payable. Expressed as a percentage
of total assets employed, the Company's cash yield from
operations was 9.3 percent in 2001, 9.2 percent in 2000
and 14.5 percent in 1999.
The
Company returned $45,774 to shareholders in the form of
cash dividends paid during 2001, which was a 3.4 percent
increase from 2000 and a 9.9 percent increase from 1999.
Included in the cash payment of $12,780 for repurchased
shares were approximately 255,000 shares of Diebold stock
purchased on the open market for $8,671 in September 2001.
OTHER
BUSINESS INFORMATION
Subsequent
Events On January 22, 2002, the Company announced the
acquisition of Global Election Systems, Inc. (GES) a manufacturer of electronic voting terminals. The acquisition
was effected in a combination of cash and stock for a total
purchase price of $24,225. A cash payment of $4,845 was
made in January 2002 with the remaining purchase price consisting
of a stock purchase of $19,380. During 2001, the Company
entered into a $6,000 convertible bridge loan with GES,
which will be converted to an intercompany loan subsequent
to the acquisition. Following the acquisition, GES will
be a wholly owned subsidiary of the Company and will be
known as Diebold Election Systems, Inc.
New
Accounting Pronouncements In July 2001, the Financial
Accounting Standards Board ("FASB") issued SFAS
No. 141, Business Combinations, and SFAS No. 142, "Goodwill
and Other Intangible Assets." SFAS No. 141 requires
that the purchase method of accounting be used for all business
combinations initiated after June 30, 2001 as well as all
purchase method business combinations completed after June
30, 2001. SFAS No. 142 will require that goodwill and intangible
assets with indefinite useful lives no longer be amortized,
but instead tested for impairment at least annually in accordance
with the provision of SFAS No. 142. The Company was required
to adopt the provisions of SFAS No. 141 immediately, and
SFAS No. 142 effective January 1, 2002.
As
of the date of adoption, the Company's unamortized goodwill
was $275,685, all of which will be subject to the transition
provision of SFAS No. 142. The goodwill does not include
the results of the acquisition of Global Election Systems,
Inc. Amortization expense related to goodwill was $15,906,
$8,135 and $3,334 for the years ended December 31, 2001,
2000 and 1999, respectively. The Company is currently in
the process of determining the impact of adopting these
statements on the Company's financial statements, including
whether any transitional impairment losses will be required
to be recognized as the cumulative effect of a change in
accounting principle. Because of the extensive effort needed
to comply with adopting the new rules, it is not practicable
to reasonably estimate the impact of adopting these statements
on the Company's financial statements at the date of this
report.
In
October 2001, the FASB issued SFAS No. 144, "Accounting
for the Impairment of Long-Lived Assets." This Statement,
which supersedes SFAS No. 121, "Accounting for the
Impairment of Long-Lived Assets and for Long-Lived Assets
to be Disposed of," provides a single accounting model
for long-lived assets to be disposed of. Although retaining
many of the fundamental recognition and measurement provisions
of SFAS No. 121, the Statement significantly changes the
criteria that would have to be met to classify an asset
as held-for-sale. This distinction is important because
assets held-for-sale are stated at lower of their fair values
or carrying amounts and depreciation is no longer recognized.
The provisions of this Statement are effective for financial
statements issued for fiscal years beginning after December
15, 2001. The Company does not expect this statement to
have a material impact on the Company's consolidated financial
position, results of operations or cash flows.
Securitization
On March 30, 2001, Diebold Credit Corp (DCC), a wholly owned
consolidated subsidiary, entered into an agreement to sell,
on an ongoing basis, a pool of its lease receivables to
a wholly owned, unconsolidated, qualified, special purpose
subsidiary, DCC Funding LLC (DCCF). DCC sold $95,610 of
lease receivables on March 30, 2001 to DCCF. Under a 364-day
facility agreement, DCCF sold and, subject to certain conditions,
may from time to time sell an undivided fractional ownership
interest in the pool of receivables to a multi-seller receivables
securitization company (Conduit). Upon sale of the receivables
to the Conduit, DCCF holds a subordinated interest in the
receivables and services, administers and collects the receivables.
DCCF and the Conduit have no recourse to DCC's other assets
for failure of debtors to pay when due. Costs associated
with the sale of the receivables were $457 as of December
31, 2001.
DCC
has a retained interest in the transferred receivables in
the form of a note receivable from DCCF to the extent that
they exceed advances to DCCF by the Conduit. DCC initially
and subsequently measures the fair value of the retained
interest at management's best estimate of the expected future
cash collections on the transferred receivables. Actual
cash collections may differ from these estimates and would
directly affect the fair value of the retained interests.
The initial transaction on March 31, 2001, resulted in DCC
receiving proceeds from the securitization of $71,400. DCC
recorded an after-tax gain of $2,300 on the sale of the
receivables. Subsequent sales of lease receivables totaling
$10,689 have resulted in additional cash proceeds of $8,500
and gains of $869. As of December 31, 2001, the fair value
of the retained interest of $21,425 is included in other
assets in the consolidated balance sheet.
Derivative
instruments and hedging activities In June 1998, the
FASB issued SFAS No. 133, "Accounting for Derivative
Instruments and Hedging Activities," which for the
Company was effective January 1, 2001. SFAS No. 133 established
accounting and reporting standards requiring that every
derivative instrument (including certain derivative instruments
embedded in other contracts) be recognized on the balance
sheet as either an asset or liability measured at its fair
value. SFAS No. 133 requires that changes in the derivative
instrument's fair value be recognized currently in earnings
unless specific hedge accounting criteria are met. Special
accounting for qualifying hedges allows a derivative instrument's
gains and losses to partially or wholly offset related results
on the hedged item in the income statement, and requires
that a company must formally document, designate and assess
the effectiveness of transactions that receive hedge accounting.
The cumulative effect of adopting SFAS No. 133 as of January
1, 2001 was not material to the Company's consolidated financial
statements.
Since
a substantial portion of the Company's operations and revenue
arise outside of the United States, financial results can
be significantly affected by changes in foreign exchange
rate movements. The Company's financial risk management
strategy uses forward contracts to hedge certain foreign
currency exposures. Such contracts are designated at inception
to the related foreign currency exposures being hedged.
The Company's intent is to offset gains and losses that
occur on the underlying exposures, with gains and losses
on the derivative contracts hedging these exposures. The
Company does not enter into any speculative positions with
regard to derivative instruments. The Company's forward
contracts generally mature within six months.
The
Company records all derivatives on the balance sheet at
fair value. For derivative instruments not designated as
hedging instruments, changes in their fair values are recognized
in earnings in the current period. Results from settling
the Company's forward contracts were not material to the
financial statements as of December 31, 2001.
Diebold
manages its debt portfolio by using interest rate swaps
to achieve an overall desired position of fixed and variable
rates. In 2001, the Company entered into the following interest
rate swap contracts that remained outstanding at December
31, 2001:
Interest
rate swaps relating to debt held by the Company. The swaps
convert $50 million notional amount from variable rates
to fixed rates. The variable rates for these contacts at
December 31, 2001, based on three month LIBOR rates, ranged
from 2.01 percent to 2.03 percent versus fixed rates of
4.36 percent and 4.72 percent. These contracts mature throughout
2003.
Based
on current interest rates for similar transactions, the
fair value of all interest rate swap agreements is not material.
Credit
and market risk exposures are limited to the net interest
differentials. The net payments or receipts from interest
rate swaps are recorded as part of interest expense and
are not material.
The
company is exposed to credit loss in the event of nonperformance
by counterparties on the above instruments, but does not
anticipate nonperformance by any of the counterparties.
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